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This article is reprinted with permission from Esq. Wealth Management, Inc. As we approach the end of the year, Esq Wealth is committed to helping you navigate strategic financial moves that can profoundly impact your financial future. This guide outlines ten strategies covering diverse aspects of financial planning, ensuring a holistic approach to your year-end financial strategies. Conclusion The year-end offers a critical opportunity to make impactful financial decisions. Utilize these expert-endorsed tips to set a robust foundation for the upcoming year and secure your financial future. As a…

On June 1, 2023, the United States Court of Appeals for the Ninth Circuit issued the decision Lee v. Fisher[1], which held that forum selection clauses in the bylaws of Delaware corporations were not void under the Securities Exchange Act’s (“Exchange Act”) anti-waiver provision[2].  However, tucked away in Lee is a discussion about whether a shareholder could bring a false proxy claim derivatively under §14(a) of the Exchange Act.  Relying on a flawed analysis, the Court decided they could not be. Lee v. Fisher delt with a derivative action…

This article is reprinted with permission from Esq. Wealth Management, Inc. In my ongoing commitment to navigating the evolving landscape of wealth management, I regularly read articles from several financial publications including Barron’s Advisor, a leading publication designed to inform financial advisors. I recently read an article published on November 8, 2023 titled “Being Rich Doesn’t Mean Being Smart About Money. 11 Costly Mistakes to Avoid.” The author shared feedback from several financial advisors who were asked to describe the costliest mistakes that their wealthy clients tend to make….